Investment Advisers (IA) Disclaimer
IIFL Capital Services Limited (Formerly known as IIFL Securities Limited) (“IIFLCSL”)
Registered office Address: IIFL House, Sun Infotech Park, Road No. 16V, Plot No. B-23, Thane Industrial Area, Wagle Estate, Thane - 400604.
Corporate office Address: Hubtown Solaris · Office No 1, Ground Floor, NS Phadke Marg, Vijay Nagar Andheri East Mumbai - 400069
IIFL Capital Services Limited has a legacy of about two decades in retail broking and financial product distribution. It is also a leading investment advisory firm in the country, providing diversified financial services and products to corporates, institutional investors, foreign portfolio investors, mutual funds, insurance companies, alternative investment funds, trusts, high net worth individuals and retail investors.
*Stock Broker SEBI Regn.: INZ000164132 *Depository: INDP185 2016 *MF Distributor ARN: 47791, *PMS SEBI Regn.: INP000002213, *Investment Adviser SEBI Regn.: INA000000623,*Research Analyst SEBI Regn.: -INH000000248
CIN number: L99999MH1996PLC132983
Contacts for Investor Grievance:
Investor Relation Officer: Mr. Subramanian Venkateswaran Email id: subbu@iiflcapital.com and Telephone no. +91 22 62727000
Compliance officer and Grievance Redressal officer: Kedar Karnik Email id : iilcompliance@iifl.com Mobile no. 022- 61502040
Telephone number : +91 022 61086300
BASL Membership Certificate no.id : BASL1378
Name of principal officer : Mr. Kiran Pawar
Telephone number of principal officer : +91 022 45290525
Email id of principal officer : kiran.pawar1@iiflcapital.com
Investor grievance id : clientservices@iifl.com
Corresponding SEBI office address : Head Office (HO) SEBI Bhavan BKC
Address Plot No.C4-A, 'G' Block Bandra-Kurla Complex, Bandra (East),Mumbai - 400051, Maharashtra
Tel : +91-22-26449000 / 40459000
Fax : +91-22-26449019-22 / 40459019-22
Toll Free Investor Helpline : 1800 22 7575
Filing Complaints on Scores: If you are not satisfied with the resolution provided, you can lodge your complaint online at Website: https://scores.gov.in/ Google Play: https://play.google.com/store/apps/details?id=com.indiainfoline Apple Store: https://apps.apple.com/in/app/iifl-stocks-demat-ipos/id955115541
Online Dispute Resolution Mechanism
ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”.
A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - https://smartodr.in/
Note: Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors” Reference SEBI circular no SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52 dated April 06, 2023
Disclaimer:
Investment Advisory (IA) services shall be provided to you by a specific division of ICSL (‘ICSL IA Division’), which will be segregated from and maintain an arm’s length relationship with the other divisions of ICSL which are engaged in stock broking, Portfolio Management Services, Merchant Banking,Research Analyst and distribution business.
Investment Advisory services shall be provided to you only after the IA Division assesses your risk profile and suitability of the product.
If you wish to avail the investment advisory services of the ICSL IA Division, you will be required to
- complete the risk profiling and know-your client (KYC) form in the manner prescribed by ICSL.
- update the risk profiling and know-your client (KYC) information periodically as required by ICSL.
- keep the investment advisory division updated of any change in your status or other factors which will result in any change in your risk profile.
You will not be under any obligation to avail the stock broking, depository and distribution services offered by ICSL Execution Division or any other IIFL Group entity (including parent, subsidiaries, affiliates and related group companies of ICSL) or through any other entity recommended by the IA Division of ICSL.
Any fees and charges, payable by you for the execution services availed by you, must be paid directly to the respective service provider and not through the ICSL IA Division.
We trust that, before acting on our advice, you have gone through all the relevant information about the product provided to you and have sought requisite clarification about the same.
The ICSL IA Division shall not receive any consideration by way of remuneration or compensation or in any other form, whatsoever, from any person other than the client being advised in respect of the underlying products or securities for which advice is provided to the client.
ICSL IA Division shall maintain complete confidentiality of all information provided by you and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction. ICSL IA Division will obtain information pertaining to your orders/transactions/portfolio/funds availability/securities availability etc. from the Execution Division of ICSL or IIFL Group entity (including parent, subsidiaries, affiliates and related group companies of ICSL) or any other third party executor for your investments (if any) to enable us to provide you with informed and appropriate advice.
ICSL IA Division while advising on offshore investments does not act as agent for any overseas mutual funds or any other foreign financial services company. The advice provided by ICSL on such offshore investments shall not amount to solicitation by ICSL or IIFL Group entity.
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